San Carlos Office
1150 White Oak Way
LPL was founded in 1989
Financial professionals serviced
Financial institution partners
Ranked no. 442 on the Fortune 500 List 1
In the United States2
among 3rd-party providersof brokerage services to banks and credit unions3
In the United States4
LPL has home offices in Austin,
Boston, Fort Mill, San Diego, and financial professionals located in all 50 states
Client Accounts Served
Brokerage and advisory client assets, serviced or custodied
Access to your account information via our mobile app and portal
We invest in cybersecurity and data privacy to keep you and your data protected from cyberattacks
Risk & compliance experts provide guidance and oversight
Cybersecurity experts to keep you and your assets protected
Access to a breadth of investment solutions—from mutual funds to bonds to alternative investments—and fee-based investment programs that your financial professional can leverage to craft your customized portfolio
Data as of August 2, 2022
LPL Financial (Nasdaq: LPLA) was founded on the principle that the firm should work for the advisor, and not the other way around. Today,
LPL is a leader in the markets we serve,* supporting nearly 20,000 financial advisors, and approximately 800 institution-based investment
programs and 500 independent RIA firms nationwide. We are steadfast in our commitment to the advisor-centered model and the belief that
Americans deserve access to personalized guidance from a financial advisor. At LPL, independence means that advisors have the freedom
they deserve to choose the business model, services, and technology resources that allow them to run their perfect practice. And they have
the freedom to manage their client relationships, because they know their clients best. Simply put, we take care of our advisors, so they can
take care of their clients.
*Top RIA custodian (Cerulli Associates, 2020 U.S. RIA Marketplace Report); No. 1 Independent Broker-Dealer in the U.S. (Based on total revenues, Financial Planning magazine 1996-2022); among third-party providers of brokerage services to banks and credit unions, No. 1 in AUM Growth from Financial Institutions; No. 1 in Market Share of AUM from Financial Institutions; No. 1 in Market Share of Revenue from Financial Institutions; No. 1 on Financial Institution Market Share; No. 1 on Share of Advisors. (2021-2022 Kehrer Bielan Research & Consulting Annual TPM Report). Fortune 500 as of June 2021.
This material was prepared by LPL Financial, LLC.
Securities and advisory services offered through LPL Financial (LPL), a registered investment advisor and broker-dealer (member FINRA/SIPC). Insurance products are offered through LPL
or its licensed affiliates. To the extent you are receiving investment advice from a separately registered independent investment advisor that is not an LPL Financial affiliate, please note LPL Financial
makes no representation with respect to such entity.
If your financial professional is located at a bank or credit union, please note that the bank/credit union is not registered as a broker-dealer or investment advisor. Registered representatives of LPL
may also be employees of the bank/credit union. These products and services are being offered through LPL or its affiliates, which are separate entities from, and not affiliates of, the bank/credit union.
Securities and insurance offered through LPL or its affiliates are:
Not Insured by FDIC/NCUA or Any Other Government Agency
Not Bank/Credit Union Guaranteed
Not Bank/Credit Union Deposits or Obligations
May Lose Value
LPL Financial representatives offer access to trust services through The Private Trust Company
N.A., an affiliate of LPL Financial, a registered investment advisor. Member FINRA/SIPC.
MC-1248553-0822 Tracking #1-05329749 (Exp. 10/24)