Broker Check

WHAT TO BRING TO YOUR FIRST MEETING


  1. Last two years of tax returns
  2. Last two paystubs
  3. Latest 401k, IRA, Roth and any other Retirement account statements
  4. Latest stock account, brokerage and annuity statements
  5. Homeowner’s, Auto and Umbrella coverage declaration pages
  6. Life insurance, Disability and Long Term Care policies
  7. Living Trust Extract or Trust Certificate
  8. Social Security statements. You can retrieve these from www.ssa.gov if you don’t have paper copies.
  9. Employer benefits summary (shows the different benefits you’ve signed up for)
    • Employer life insurance details
    • Employer disability benefits.